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Risk Suitability Monitoring Services

Industry-standard methodology to ensure compliance

RiskMetrics Group's Risk Suitability Monitoring Services provide a documented, industry standard methodology to ensure compliance, allowing you to proactively manage your firm's regulatory obligations. This service ensures suitability by checking that all of your clients' portfolios are within their risk tolerances as set in your Investment Policy Statement process.

Benefits of Risk Suitability Monitoring Services

Risk Suitability Monitoring Services provide a documented, industry-standard methodology to ensure compliance:

Nightly Firm-Wide Batch Reports are organized hierarchically, for distribution to CIOs, region heads, branch managers, and relationship advisors
Violations Reports provide timely alerts and warnings to identify problems within the organization
Nightly Risk Reports cover a large array of asset classes and product types: equities, mutual funds, ETFs, munis, corporates, government bonds, AI - hedge funds, structured products, options, cash and cash equivalents
Nightly Stress Test Reports test client portfolios against abnormal market conditions and identify weaknesses
Interactive "what if" analyses allow your advisors to test trade ideas before they are suggested to ensure compliance

Designed for those responsible for risk management of retail client portfolios, Risk Suitablity Monitoring enables you to proactively manage your firm’s regulatory obligations.